What Makes A Good
Judge?
Begin With Great Integrity,
Add Brains, Guts and Balls.
Henry J. Stern
February 28, 2007
Thursday we sent you "The Longest Article Ever", which told how and why
the selection process for the Court of Appeals of the State of New York changed
from popular election to appointment by the governor from a list recommended
by a screening panel.
The change was accomplished by an amendment to the State Constitution, approved
by the voters in 1977. The adoption of that amendment thirty years ago did
not, however signal that all judges should be appointed, or that justices
other than those sitting on the Court of Appeals should be elected.
The vote was what is called in law “sui generis.”
We continue today with what will be a short series on judicial selection.
We will try to describe some of the qualities we want, and those that we do
not want in judges or justices. Our language will be more sedate than
the headline.
How best to choose judges is an extremely difficult question to answer.
Varying election methods will result in different types of lawyers who will
become judges, as well as different individuals with different backgrounds
and supporters..
We all want, or should want, judges who are honest, intelligent and diligent.
We specifically do not want judges who have paid bribes for their nominations,
are obligated to politicians or anyone else who will exert improper influence,
or hold personal notions of justice which they wish to impose on the community
regardless of the law..
We want judges who are thoroughly familiar with the law, and will not be
intimidated by lawyers who may be more polished and elegant than they are,
and most likely wealthier, owning newer cars, finer suits (that is one
advantage of judicial robes) and larger homes. We do not want judges who
tyrannize the courtroom, abuse litigants, intimidate witnesses and attorneys,
and see themselves as the alpha and the omega of judicial proceedings.
We want judges who will respect the law as it is generally understood, and
who have sympathy and understanding for the people who appear before them
on both sides of a case. We do not want lazy judges, who arrive at the
courtroom late, who leave early, take long lunches, and postpone cases to
satisfy their personal desires.
We want judges who are of diverse backgrounds, from all parts of the legal
community, but we do not want merit and fitness to be disregarded while
judges are chosen primarily on the basis of their race, religion, gender,
national origin, sexual orientation or lack of it, disability or the absence
of disability, public office held or not held, or any other factor extrinsic
to their ability to serve fairly and effectively..
And we want all this in a man or woman, to whom we will pay a salary which
is less than starting attorneys earn in first-class law firms. We rightly
forbid judges from practicing law or receiving other earned income. This,
however, leaves them dependent on unearned income (dividends and interest);
savings from their previous career as lawyers; the earnings of their spouses;
or the bounty of their parents or siblings. Without these additional sources
of income, they must adhere to a very moderate life style, particularly if
they have families of their own to support and educate..
Nonetheless, we have many more people who want to be judges than there are
seats on the bench in the State Supreme Court, Civil Court, Surrogate's Court,
Court of Claims, Criminal Court and Family Court. There are administrative
law judges and judicial hearing officers, the Federal courts have magistrates,
and all these judges are supported by an even larger number of non-judicial
personnel. The true (or false) administration of justice is a major
business in itself.
There are, however, plusses. A judgeship provides many gratifying
experiences apart from the paycheck. The first is security, you will
be employed for life, or for a term of many years. Unless you do something
very wrong, you will most likely be reappointed or reelected when your term
expires. If you are a Federal judge, you can retire at full pay and participate
in the adjudication of cases as a senior judge.
Another highly valued quality is “judicial temperament”, which usually refers
to one's behavior on the bench. A judge should neither be partisan or biased
nor passive and disinterested. Each case should be regarded as important
because it is important, at least to the litigants who are having their day
in court.
A difficult question to answer is, what is the judge to do when one party
or a witness is obviously lying to the court. . Should the jurist sit
back like a tennis referee in his high chair and the let the stronger lawyer
overwhelm the weaker advocate, even if that means justice is not served?.
Should judges take an intermediate posture between partisanship and disinterest?
Justice is represented as blind (presumably to bias), but should it also be
blind to reality. Others may differ, but we think judges have a responsibility
to do the best they can to see that substantial justice is done. Real
cases are not like moot courts, contests, where one picks a winner by judging
the skill of the contestants, rather than the merits of the case..
There is also the prestige, the robes, the attendants, being addressed not
by name but as "Your Honor”, having people rise to their feet when you enter
the courtroom. You live in a world where courtiers (but not necessarily courtesans)
are habitually subservient to you (or pretend to be). None wishing to
incur your displeasure, they laugh at your witticisms and observations no
matter how lame or trite they may be. As a judge, you are king of the
world, as long as your world is bounded by the four walls of the courtroom.
Right after law school I had the privilege of working four years in the
New York County Supreme Court (with occasional months in the Bronx, overlooking
Yankee Stadium) and I learned that there was no more insular climate than
that which surrounded the judiciary. Judges were lionized by attorneys
who may today or someday have matters before them. They were invited
as guests to various events, some providing food and offering drinks. Some
judges receive honors and awards over the years from various charities, with
accompanying plaques, which they display on the walls of their chambers. There
is probably less stratification and fewer perks in the courts now than at
the bygone era when I apprenticed there, but courts are distinctly hierarchical
and scarcely models of social equality.
As for the Federal courts, the magnificent marble palaces which house the
judges and their staffs have provided a new dimension of opulence to civic
architecture. The Daniel Patrick Moynihan Courthouse at 500 Pearl Street,
said to have cost a billion dollars to construct, is a structure worthy of
Cheops. Judges occupy spacious chambers there and in the 37 story tower
at 40 Centre Street (completed in 1936 and now named for Justice Thurgood
Marshall). The two courthouses have suites for each judge on the Second Circuit
and the Southern District of New York, as well as courtrooms, jury rooms,
and cells in the basement, which, a guide pointed out, housed Julius and Ethel
Rosenberg while they were on trial upstairs.
Oddly Federal judges, who work in luxury and can decide cases worth billions
of dollars are paid so modestly that, at least in New York, they have a hard
time making ends meet. The picture suggests blackbirds starving in a gilded
cage. It may be argued that judges also cannot afford to serve are free to
leave the bench; the servitude is not involuntary, there will be no shortage
of suitors for the vacancies. But that rings hollow when we are searching
for excellence. On the other hand, for public sector lawyers, a judgeship
often brings an increase in salary. For those in the private sector, it either
means a substantial reduction in compensation, or they are pretty unsuccessful
lawyers. We believe it would be preferable to have a balanced bench,
composed of lawyers with a variety of professional backgrounds, public and
private. Although Federal judges often come from private practice, state
and local judges frequently are Legal Aid alumni or law secretaries to other
judges who have climbed that ladder..
In fact, most judges work hard and serve ably. In no way is this article
intended as an attack on judges (They are sensitive, like the rest of us).
They feel repressed at not being able to respond to press criticism, which
is sometimes fair and sometimes unfair. Hopefully, they get over it
and do not take it out on the litigants before them.
.There are particular problems however, in Brooklyn, the the appointed Federal
judges and U.S. Attorneys in the Eastern District are generally substantially
more able than the elected State Supreme Court justices, some if whom were
selected by former Assemblyman Clarence Norman Jr., the Democratic leader
of Kings County.
Norman has now been convicted thrice (he was acquitted once) of acts which
are corrupt but relatively minor. It is said that this is because there
is insufficient to evidence to prosecute for what are said to be greater sins,
selling judgeships, but we cannot fairly say he is guilty. Brooklyn
D.A. Charles (Joe) Hynes has been both praised and criticized for these prosecutions,
but the technique is similar to prosecuting and convicting Al Capone for income
tax invasion because the witnesses to the murders he is said to have committed
were either deceased or, for some reason, uncooperative.
We reaffirm our belief that judges are, for the most part, honest and decent
men and women working to the best of their ability. There is a substantial
question over whether, with present methods of judicial selection, their ability
is high enough to provide a high level of justice. Some judges are
exceptionally good, and a few are really bad. Another factor is that
judges' minds and attitudes change over the long years they are on
the job. Like other people, judges may become senile, arrogant, cranky
or bored as their brains shrink over the years. Such behavior is difficult
to punish unless it becomes extreme. A bad judge is like a rotten apple,
except that it is much easier to dispose of a bad apple than a rotten judge.
The core issue in judicial selection should be which method will lead to
better judges, and at the same time be fair to the community, both legal and
non-legal. If knowledge of the law were the only criterion, we could
give a civil service tests similar to the bar exam, and select the highest
scorers to be judges. In France, there are competitive examinations
for entrance to a two-year school that trains judges, which one attends after
completing a three year program at law school. Their judiciary is appointed
from alumni of this elite school; they do not elect the French judiciary.
That's one way.
In the next article, we will discuss the pros and cons of various methods
of judicial selection. We invite people with opinions on the issue
to send us their views, which we will make available on our blog.
Correction:
A reader, David Levine, now of Hobe Sound, Florida, has advised us, via
Jerry Skurnik, that, in 1973, the Conservative Party nominated Justice James
Leff for the Court of Appeals, not Judge Charles Breitel, who was the Republican-Liberal
candidate. They chose Leff in an unsuccessful effort to defeat Breitel, a
liberal Republican who had served under future Governor Thomas E. Dewey, who
at the time was New York County District Attorney.
Amplification
The Judicial Screening Panel for the vacancy on the Court of Appeals caused
by the retirement of Justice Albert M. Rosenblatt on December 31, 2006 recommended
these seven candidates for consideration by Governor Spitzer:
Juanita Bing-Newton, administrative judge of the New York City Criminal
Court; George F. Carpinello, an Albany lawyer; James A. Yates, Supreme Court
justice in Manhattan; Theodore T. Jones, Jr. Supreme Court justice in Brooklyn;
and three justices on the Appellate Division: Richard T. Andrias, Steven W.
Fisher and Thomas E. Mercure.
Governor Spitzer appointed Justice Jones to the Court of Appeals on January
14, 2007, where he will be known as Judge Jones. He may serve until
December 31, 2015, the last day of the year in which he will turn 70.
Judges or Justices?
In New York State, the seven members of the Court of Appeals, the state’s
highest court, are called Judges (one is Chief Judge). Members of the State
Supreme Court, a trial court, and the four departments of the Appellate Division
(intermediate appeals courts), are called Justices.
The reverse style is followed in the Federal court system. The nine members
of the United States Supreme Court are called Justices (one is Chief Justice),
while men and women on the twelve circuit courts (intermediate appeals
courts) and district courts throughout the country are called Judge.
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