State Legislature Imposes
$1Billion More in Pension
Costs on NYC Taxpayers


By Henry J. Stern
August 24, 2006


Year after year, the New York State Legislature passes bills which increase pensions and enhance retirement benefits for employees of the City of New York.   Although these laws mandate substantial additional expenditures by the City, the State makes no contribution to their cost.
 
While unions and actuaries dispute the impact of particular pension sweeteners, there is no question that the added cost, now in the mid eight figures annually, will increase each year as more people retire and more bills are passed.  The cumulative cost of Albany's largesse will reach the ten figure mark ($1,000,000,000) within the foreseeable future, all to be billed to local taxpayers.

 These pension bills are the biggest financial blow the state has dealt the city since the Assembly repealed the commuter income tax on May 17, 1999.  That blunder has already cost the city about three billion dollars, and the loss mounts with prosperity and inflation each year.  As luck would have it, the same person is responsible for both events, although some of the blame should be shared by the sheep.
 
Occasionally Governor Pataki signs these bills, and sometimes he vetoes them.  His veto will be overridden if two men, the Speaker of the Assembly and the Majority Leader of the Senate decide to do so.
 
 
All the pension sweeteners are passed at the request of public employee unions, who are the largest political contributors in Albany.   Bipartisan in their self interest, the unions support incumbents in both parties.  Along with other lobbyists, they consistently buy tickets to Albany fundraisers regularly held by candidates, most of whom are assured of re-election who face little or no opposition.  And the bills provide benefits which the unions were unable to receive through the collective bargaining process with the city.
 
Sadly, this condition is not new, nor is it news for us to describe it to you.  It has been documented exhaustively over the years, most recently in the last two weeks in a series of front page articles in The New York Times, under the title "Costly Promises."  The series began on August 8, when Mary Williams Walsh discussed the problem of under-funded public pension systems throughout the country.  Her article, headlined, PUBLIC PENSION PLANS FACE BILLIONS IN SHORTAGES, points out that many pension funds will be unable to pay retirees what they are owed unless they impose substantial tax increases, or incur additional debt.  This is because some states, counties and municipalities have not set aside sufficient funds to meet their obligations.  There is no central government regulation of these plans, as there is with corporate pension plans in private industry.
 
On August 20, the Times' series turned to New York.  An article by Mary Williams Walsh and Michael Cooper leads with this explanation of the problem:
 
"Every year since 1999, New York City has reported that it has all the money it needs to pay for the pensions that have been promised to city workers.
 
"With the retirement plans said to be financially sound, state politicians have happily showered city employees with generous pension enhancements -- annual cost-of-living increases, holiday bonus payments, early retirement with full benefits -- that are the envy of private sector workers, whose pension benefits have eroded.
 
"But a close inspection of city pension records shows that the funds committed to the plans may fall well short of the city's promises to hundreds of thousands of current and retired workers.  They look fully funded chiefly because the city has been using an unusual pension calculation that does not comply with accepted government accounting rules. Even the city's chief actuary, who helps produce the annual reports, says the official numbers are 'meaningless' when it comes to showing the plans' financial health."  ...
 
"Pensions are now one of the city's fastest-growing expenses.  In recent years the city's required contributions to its pension funds have more than quadrupled, to $4.7 billion this year from $1.1 billion in 2001.   Two years from now, the city expects to spend one out of ten dollars in its budget on pension contributions."
 
Tuesday's article, by Michael Cooper, discussed the politics of pensions.  Again starting on A1, and headed RETIREES GET ALBANY ATTENTION, AND NEW YORK CITY GETS THE BILL.    The first example Cooper cites is the sanitation workers: "It began with a simple plea for equity, for the same deal that other unions had.
It ended with thousands of former New York City employees getting expensive Christmas presents: bonus checks in each year of retirement that would eventually reach $12,000, all paid for by taxpayers."
 
When the city denied these requests in contract negotiations, “the union turned to Albany.  It endorsed Gov. George E. Pataki's 1998 re-election bid and gave state lawmakers and political parties $79,000 in campaign donations in 1999.  Then, after more lobbying and contributions, it persuaded the City Council to ask the state to pass the bill."  At that time, the Council Speaker Peter F. Vallone, the Democrat the union had rejected when it supported Pataki's re-election the year before. No hard feelings there.
 
The Times continues: "That year a bill establishing the annual bonuses sailed through the Legislature.   The Giuliani administration, disturbed about the city's being stuck with the cost, howled in protest, and both the city and state comptrollers and the governor's own budget division recommended a veto.  But the governor signed the bill."
 
We here cite the interrogatory Rule 10: "I wonder why?"
 
The Times has a two column sidebar that goes from the top to the bottom on page B6.  It is titled: A DECADE OF PENSION SWEETENERS, and provides chapter and verse of state legislation over ten years that enhanced pensions at city expense.   It can be argued that these higher pensions will enable the city in the future to attract more qualified employees and thus upgrade the public service.  If you believe that, I have a bridge....
 
In Wednesday’s Times, on B3, Michael Cooper follows up with CANDIDATAES OPPOSE FORCED PENSION INCREASES.   The paper spoke to the leading candidate and two of his meritorious rivals:
 
A Spitzer spokeswoman said: "Eliot opposes legislative changes to pension benefits that were not agreed to in collective bargaining and did not receive support for local governments that are obligated to pay the benefits."
 
Tom Suozzi said directly, "I'd veto every one of them put on my desk."  He added: "During the dark winter days of the legislative session, lobbyists slither around the hallways garnering more benefits for their clients.   This forces local governments -- that have no say whatsoever in [awarding] the benefits -- to cause their property taxes to go up."
 
John Faso, the Republican-Conservative candidate, had a more difficult time with the question because, "As an assemblyman, [he had] supported a couple of the most expensive pension enhancements of the last decade...[He] said that he still supported the idea of providing automatic annual cost-of-living increases for retirees, because many of the older retirees had seen the purchasing power of their benefits eroded by inflation.  But he said he had 'second thoughts' about another bill he voted for, which allowed many workers to stop contributing to their pension plans after 10 years."
 
The article did not cover the views of Assembly Speaker Sheldon Silver and Senate Leader Joseph Bruno, who at this time are the state officials who, through subordinate elected officials, have the most influence over pension legislation in Albany.  We will learn in 2007 how these titans (assuming Bruno survives) get along with the new governor.  There is an age difference, which is an arithmetic progression: Spitzer is 47, Silver 62 and Bruno 77.
 
The Times expressed its indignation in today's editorial:  PENSION GIVEAWAY.  We quote: "Urban park rangers and 911 operators can now retire with full pensions after 25 years on the job, even if they're still in their 40's.  Correction officers, emergency medical technicians, sanitation workers, firefighters and police officers who come down with heart disease can retire with pensions equal to three-quarters of their salary, exempt from state and local taxes.  Ditto when correction officers, police officers and firefighters contract hepatitis, tuberculosis or H.I.V.  Meanwhile the city's pension plans may be facing a shortfall of up to $49 billion."
 
The sordid situation of the state's craven elected officials in both parties catering to politically powerful public employee unions and unilaterally imposing hundreds of millions of dollars of pension obligations on city taxpayers is contemptible.   But how can we expect any more from a legislature whose members are largely bovines and whose leaders are foxes who exploit their public offices for substantial personal economic advantage for themselves and their relatives.
 
It is these officials, responsible for enacting laws and protecting the public, who instead use their power to secure themselves against competition, impede ballot access, gerrymander districts, spend millions of taxpayer dollars mailing pictures of themselves to their constituencies, hide member items in what is surely illegal secrecy, and kowtow to the lobbyists who for many years have kept them in food and drink, so they need not dip into their $140 allowance for every day the legislature is in session, ($244 a day when they do business in pricey New York City), added to the $9,000 - 41,000 they receive for committee assignments or leadership positions, added to their base salaries of $79,500 (which they vigorously demand be increased); added to the undisclosed outside income they receive from law practice (no matter how active or inactive they may be), or from real estate, business income (no matter whether they actually work); added to whatever expenses can be paid for by their campaign funds.  That was a long sentence, but it takes many words to describe the income they receive legitimately.
 
It should be made clear, however, that these officials are not evil people.  They have constructed a system to make themselves impregnable.  Their elected courtiers dance attendance on them for fear of isolation and irrelevance.  But they are not fanatics, not violent and they can be reasonable if they care to be.  They are, however, more suited to operating a Middle East bazaar than the New York State Legislature, even if it is "the most dysfunctional in the nation," as the Brennan Commission report has found
 
The question of what, if anything, can be done about the open sewer close to where the Mohawk meets the Hudson is the primary local political issue which faces us today.  We will discuss remedies in another article.  We invite all those with suggestions as to how to bell the cat to send them to us for publication, with whatever attribution you prefer.
 
The Times' series was excellent.  The News, Post and Sun have made the same points on pensions editorially. Robert Bartley, late editor of the Wall Street Journal, once said it took 78 editorials to get a bill passed. One thing that is clear is that we have a long way to go in the effort to get legislators to act in the public interest rather than assiduously serving their own personal interests, whether political, economic, or as is most likely, both.


#316 8.24.06 1862wds


Henry J. Stern starquest@nycivic.org
New York Civic
450 Park Avenue South
Fifth Floor
New York, NY 10016

(212) 564-4441
(212) 564-5588 (fax)